Jon leads CapGen’s compliance function, reporting into the CCO/COO and General Counsel. He is responsible for monitoring the regulatory landscape and working with business heads across the organisation to implement necessary changes into operational processes to stay ahead of regulatory requirements. Jon also looks after compliance aspects of new client onboarding and due diligence, marketing and financial promotions and the management of internal conflicts of interest. Before joining CapGen, Jon spent 17 years at Fidelity International, originally working within High-Net Worth client services, before moving into Portfolio Analytics and Management and then finally transitioning into Investment Compliance. Jon has a BSc (Hons) in Automotive Design and Engineering from Staffordshire University, has completed the Investment Operations Certificate (“IOC”) and the Investment Management Certificate (“IMC”) and is working towards the CISI Level 6 Diploma in Investment Compliance.